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Audit Planning
Audit planning ensures the audits are scheduled and actually take place, are adequately staffed, and are considered as part of the overall aspects of business delivery.
Cloud Controls Matrix (CCM) Data
CO-01 | Compliance | Audit Planning
Control Specification +-
Audit plans, activities and operational action items focusing on data duplication, access, and data boundary limitations shall be designed to minimize the risk of business process disruption. Audit activities must be planned and agreed upon in advance by stakeholders.
Architectural Relevance +-
| Physical | Network | Compute | App | Data |
|---|
| True
| True
| True
| True
| True
|
Corp Gov Relevance +-
Cloud Service Delivery Model Applicability +-
| SaaS | PaaS | IaaS |
|---|
| True
| True
| True
|
Supplier Relationship +-
| Service Provider | Tenant / Consumer |
|---|
| True
| False
|
Scope Applicability +-
| COBIT 4.1 | HIPAA / HITECH Act | ISO/IEC 27001-2005 |
|---|
ME 2.1
ME 2.2
PO 9.5
PO 9.6
| 45 CFR 164.312(b)
| Clause 4.2.3 e)
Clause 4.2.3b
Clause 5.1 g
Clause 6
A.15.3.1
|
| NIST SP800-53 R3 | FedRAMP (Final 2012) Low Impact | FedRAMP (Final 2012) Moderate Impact | PCI DSS v2.0 |
|---|
CA-2
CA-7
PL-6
| NIST SP 800-53 R3 CA-2
NIST SP 800-53 R3 CA-2 (1)
NIST SP 800-53 R3 CA-7
| NIST SP 800-53 R3 CA-2
NIST SP 800-53 R3 CA-2 (1)
NIST SP 800-53 R3 CA-7
NIST SP 800-53 R3 CA-7 (2)
NIST SP 800-53 R3 PL-6
| 2.1.2.b
|
| BITS Shared Assessments SIG v6.0 | BITS Shared Assessments SIG v5.0 | GAPP (Aug 2009) |
|---|
L.1, L.2, L.7, L.9, L.11
|
| 10.2.5
|
| Jericho Forum | NERC CIP |
|---|
Commandment #1
Commandment #2
Commandment #3
|
|
Consensus Assessments Initiative Questionnaire (CAIQ) Data
Do you produce audit assertions using a structured, industry accepted format (ex. CloudAudit/A6 URI Ontology, CloudTrust, SCAP/CYBEX, GRC XML, ISACA's Cloud Computing Management Audit/Assurance Program, etc.)?
Compliance Mapping +-
| COBIT | HIPAA | ISO27001 | SP800_53 |
|---|
COBIT 4.1 ME 2.1, ME 2.2 PO 9.5 PO 9.6
| 45 CFR 164.312(b)
| Clause 4.2.3 e)
Clause 4.2.3b
Clause 5.1 g
Clause 6
A.15.3.1
| NIST SP800-53 R3 CA-2
NIST SP800-53 R3 CA-7
NIST SP800-53 R3 PL-6
|
| FedRAMP | PCI_DSS | BITS | GAPP |
|---|
NIST SP800-53 R3 CA-2
NIST SP800-53 R3 CA-2 (1)
NIST SP800-53 R3 CA-7
NIST SP800-53 R3 CA-7 (2)
NIST SP800-53 R3 PL-6
| PCI DSS v2.0 2.1.2.b
| SIG v6.0: L.1, L.2, L.7, L.9, L.11
| GAPP Ref 10.2.5
|
Model Applicability +-
| SaaS | PaaS | IaaS |
|---|
| True
| True
| True
|
Scope Applicability +-